Analysis
2 December 2020

International Bar Association Criminal Law Publications – The Inspection of Justice report on the PNF investigation for breach of professional secrecy: attorney-client privilege under spotlight in France

Julie Zorrilla, Clémentine Duverne and Laurine Becker, NAVACELLE, contributors to the International Bar Association Criminal Law Publications by an article on “The Inspection of Justice report on the PNF investigation for breach of professional secrecy: attorney-client privilege under spotlight in France”.

 

Over the years, the National Financial Prosecutor’s Office (PNF) has built a solid international reputation by supervising the signing of deferred prosecution agreements (DPAs or convention judiciaire d’intérêt public) with large French companies and most of the time, in cooperation with international authorities such as the United States Department of Justice or the United Kingdom Serious Fraud Office1. Several major concerns over political interference, potential abuse of power and claims of sexual harassment targeting the PNF have however been leaked into the media.

In early 2020, a French newspaper revealed that the PNF2 had carried out investigations had on several lawyers’ phones3 within the context of a preliminary investigation opened in 2014 for breach of professional secrecy and in connection with former President of the French Republic Nicolas Sarkozy’s case.

The investigation aimed at identifying the informer who would have told Sarkozy’s lawyer, Thierry Herzog, that the phone his client used under the false identity of Paul Bismuth, was being tapped. The PNF investigation was linked with the judicial inquiry into influence peddling and corruption involving Sarkozy and Gilbert Azibert, a former magistrate of the French Supreme Court.

The PNF has been probing phone records, also called FADETS, of several Parisian lawyers, including Eric Dupond-Moretti, who filed a complaint for breach of professional secrecy on 30 June 2020. At the same time, the former Minister of Justice Nicole Belloubet referred the matter to the Inspection of Justice.

On 6 July 2020, Dupont-Moretti was appointed Minister of Justice and withdrew his complaint. The investigation opened after this complaint was finally closed by the Prosecutor of Nanterre on 2 October 2020, due to the lack of evidence of a criminal offence.

A report on the inspection of the operation of the investigation conducted by the PNF (the Inspection of Justice Report, the ‘Report’) was published on 15 September 2020.

Although the Inspection of Justice Report expressly mentioned that the provisions of the French criminal procedure code on the requisitions of phones tapping does not provide for any specific obligation with respect to lawyers (such as what may exist for dawn raids in law firms) and concluded that no particular issue in handling the investigation was found, many professionals have highlighted the lack of adversarial process in the preliminary investigation and demanded a strengthening of professional secrecy.

Indeed, given the limited circumstances under which lawyers can demand access to the file at the preliminary investigation stage4, the fact preliminary investigations could be very lengthy and that some investigations can be carried out on lawyers’ phones, some claim that it may lead to a violation of the rights of the defence, which must be strengthened, in particular through enhanced protection of professional secrecy.

 

According to the Inspection of Justice Report, access to lawyer’s phone records during a preliminary investigation does not violate professional secrecy

 

THE INSPECTION OF JUSTICE CONSIDERED THAT INVESTIGATIONS CARRIED OUT ON LAWYER’S PHONES WERE LAWFUL

The Inspection of Justice considered that the public prosecutor could request listing incoming and outgoing calls received and made by specific lawyers. The Report emphasises that the criminal procedure code governing calls requisitions did not contain any restriction related to the practice of a profession whose professional secrecy is legally protected5.

The Report also emphasised that this investigative measure is in line with French jurisprudence. Indeed, the French Supreme Court ruled in 2016 that FADETS did not fall into the category of coercive measures6. The French Supreme Court also ruled that attorney-client conversations can be transcribed in the criminal procedure when they presume the participation of the lawyer in an offence7. The European Court of Human Rights (ECHR) adopted the same criteria in the Versini-Campinchi et Crasnianski v France decision8.

In other words, investigators can listen in to a private conversation between a lawyer and his client to check whether it reveals the lawyer’s involvement in an offence. If it does, then the conversation may be transcribed in the procedure, if not, it should not be transcribed9.

The Report however mentioned that in the investigation at hand ‘the drawing up of police reports on the receipt and use of the data collected attests the investigators’ concern not to expose excessively the private life or professional secrecy of the holders of the lines operated’10.

 

THE INSPECTION OF JUSTICE REPORT NEVERTHELESS POINTED OUT WEAKNESSES ON THE FUNCTIONING OF THE PNF INVESTIGATIONS

Although the Report specified that due to the respect of the independence of the prosecutors, the mission did not appreciate the proportionality of the acts of investigation and the duration of the preliminary investigation opened for violation of professional secrecy. It pinpoints ‘a lack of rigour’ in the handling of the PNF investigation and underlined the fact that the preliminary investigation had lasted for more than five years.

In France, the duration of preliminary investigations is uncontrolled due to the principle of prosecutors’ independence.

The Report also emphasised the limited access to a preliminary investigation before its completion, given the fact that a person heard during the investigation (whether freely or in custody) can request access to the proceedings only after a year, and that the refusal is at the discretion of the prosecutor11.

The Report added that the current legal framework with the limited implementation of the adversarial principle provided by Article 77-2 II of the French Criminal Procedure Code revealed the ‘limits’ of this mechanism which does not allow any procedural nullity to be purged before trial12.

 

Professionals request a strengthening of the rights of the defence at the preliminary investigation stage

 

RULES GOVERNING THE PROTECTION OF PROFESSIONAL SECRECY DURING INVESTIGATIONS

Under French rules of professional conduct, attorney-client privilege is a general, unlimited and absolute rule13, meaning it applies to the entire correspondence between lawyers and their clients, regardless of its content14. Clients or any authority whatsoever cannot relieve the lawyer of their duty of confidentiality15. A breach of professional secrecy by a lawyer could lead to both criminal and disciplinary sanctions16.

In a decision rendered on 24 July 2015, the Constitutional Council, in charge of reviewing the constitutionality of legislation, ruled that no constitutional provision specifically admit a right to the secrecy of lawyer’s exchanges and correspondence and a right to secrecy of journalists’ sources17.

French law nonetheless provides several guarantees aiming at maintaining professional secrecy in the exercise of specific professional activities. For instance, under the French criminal procedure code, when the public prosecutor wishes to search a law firm, to seize lawyer’s correspondence, they must obligatorily warn the president of the bar18 . Real time location of a lawyer at their firm or home is strictly forbidden19. Violations of these rules lead to the nullity of the entire investigation.

The public prosecutor is in charge of controlling the proportionality of the investigative acts20.

 

LAWYERS EMPHASISE THE NEED TO STRENGTHEN THE PROTECTION OF ATTORNEY-CLIENT PRIVILEGE

Underlining that phones requisitions do not contain any restrictions related to the exercise of a profession in which professional secrecy is protected, lawyers asked for additional guarantees such as systematically notifying the president of the bar and giving them the ability to intervene to protect phone data covered by the attorney-client privilege21.

Furthermore, the fact that some preliminary investigations are very lengthy combined with the limited access to the proceedings and the fact that investigations can be carried out on lawyers’ phones reinforced the view that some investigations can infringe the rights of the defence.

Indeed, the Report underlines that lawyers’ representatives met by the mission raised the issue of the insufficiency of guarantees and the lack of adversarial principle in the preliminary investigation22 .

A report on behalf of the Commission of inquiry into the obstacles to the independence of the judiciary, dated 2 September 2020, has recommended the reinforcement of the control of the duration of preliminary investigations by the creation of a ‘criminal investigation judge’ who could, after a certain period of time, hear the prosecutor and all parties to the case, before deciding whether to authorise the continuation of the preliminary investigation23.

In his inaugural speech, the current Minister of Justice Eric Dupond-Moretti also stated that ‘I will ensure that preliminary investigations remain preliminary and are not eternal as it is sometimes the case.’24

In addition, the report of the mission on the future of the legal profession delivered to the Minister of Justice by Dominique Perben on 26 August 202025, concludes that it is necessary to strengthen the professional secrecy of lawyers, both in terms of defence and advice. It recommends in particular that, in the context of an investigation led by the public prosecutor’s office, getting access to a lawyer’s telephone records should only be possible with prior authorisation of the liberty and custody judge motivated by clear evidence of the lawyer’s participation in the commission of an offence26.

Related content

News
27 September 2021
Update of French Financial Market Regulator (AMF) of its control charters (in French)
This update specifies the procedures for carrying out control missions, the principles of good conduct followed by those in charge of a control as well as the behavior ex...
News
27 September 2021
Update of French Financial Market Regulator (AMF) of its investigation charters (in French)
This update specifies the procedures for carrying out investigation missions, the principles of good conduct followed by those in charge of an investigation as well as th...
News
16 September 2021
The French DPA (“Convention judiciaire d’intérêt public”) on the way to simplification
On 4 August 2021, a new Decree was promulgated aiming to simplify formalities required for the conclusion of the CJIP between Public Prosecutors Office and the legal pers...
Julie Zorrilla
Partner Navacelle
Louis Beltaire
Trainee lawyer
Alexandre Desevedavy
Trainee lawyer
Salomé Garnier
Associate Navacelle
Publication
3 September 2021
The European Parliament Lays the Foundations of a Corporate Due Diligence and Corporate Accountability
Julie Zorrilla, Thomas Lapierre and Stéphane de Navacelle, highlight for the International Bar Association anticorrpution news, the adoption on 10 March 2021 by the Memb...
Stéphane de Navacelle
Managing partner Navacelle
Julie Zorrilla
Partner Navacelle
Thomas Lapierre
Associate Navacelle
Analysis
14 July 2021
What will be the impact of the transposition of the EU Directive on the protection of whistleblowers into French law?
Bastille Day Newsletter 2021 - Legislative, Regulatory & Policy updates
Analysis
14 July 2021
The Bolloré case and the risks attached to the French Individual Guilty Pleas
Bastille Day Newsletter 2021 - Enforcement & Court Decisions
Analysis
14 July 2021
The evaluation mission of the Sapin II law calls for a boost in France’s anti-corruption policy
Bastille Day Newsletter 2021 - Legislative, Regulatory & Policy Updates
Analysis
14 July 2021
Criminal liability’s transfer to the acquiring company in the event of a merger by acquisition and consecutive due dil...
Bastille Day Newsletter 2021 - Enforcement & Court Decisions
Analysis
14 July 2021
The PNF looks back on a very unusual 2020 year
Bastille Day Newsletter 2021 - Legislative, Regulatory & Policy Updates
Analysis
14 July 2021
Compliance in the public sector: The Ministry of the Armed Forces issued its Code of prevention of breaches of probity
Bastille Day Newsletter 2021 - Legislative, Regulatory & Policy Updates
Analysis
14 July 2021
The professional secrecy threatened by recent case law on seizure
Bastille Day Newsletter 2021 - Enforcement & Court Decisions
Analysis
14 July 2021
Short overview of the French legal requirement for internal controls relating to the AML-CFT
Bastille Day Newsletter 2021 - Legislative, Regulatory & Policy Updates